Von Wooding, Esq.

Financial Reporting: GAAP compliance, non-GAAP measures, restatements

SPACs (Special Purpose Acquisition Companies): Formation, compliance, de-SPAC transactions

ESG (Environmental, Social, and Governance) Disclosures: Reporting requirements, compliance, investor relations

Blockchain and Cryptocurrencies: ICOs, regulatory framework, compliance

Crowdfunding: Equity crowdfunding, regulatory exemptions, compliance

High-Frequency Trading: Algorithms, regulatory concerns, market impact

Proxy Solicitation: Proxy statements, shareholder proposals, voting procedures

Derivative Securities: Options, futures, swaps, regulatory compliance

Cross-Border Securities Transactions: Foreign issuers, global offerings, regulatory compliance

Whistleblower Claims: SEC whistleblower program, protections, rewards

Securitization: Asset-backed securities, mortgage-backed securities, structured finance

Penny Stock Regulations: Disclosure requirements, trading restrictions, fraud prevention

Securities Arbitration: FINRA arbitration, mediation, dispute resolution

Corporate Restructuring: Debt restructuring, equity restructuring, distressed assets

Short Selling: Regulations, disclosure requirements, "uptick" rule

Insider Lending: Loans to executives, disclosure requirements, Sarbanes-Oxley Act provisions

Dodd-Frank Act Compliance: Volcker Rule, derivatives regulation, whistleblower protections

Sarbanes-Oxley Act Compliance: Internal controls, audit committee requirements, certification of financial reports

Foreign Corrupt Practices Act (FCPA): Anti-bribery provisions, accounting provisions, compliance

Blue Sky Laws: State securities regulations, exemptions, compliance

Exchange-Traded Funds (ETFs): Registration, compliance, market creation

Mutual Funds: Registration, compliance, shareholder disclosures

Hedge Funds: Formation, registration exemptions, compliance

Securities Class Actions: Shareholder lawsuits, derivative actions, settlements