Von Wooding, Esq.

Mergers and Acquisitions: Due diligence, tender offers, proxy fights

Corporate Governance: Shareholder rights, board of directors duties, executive compensation

Compliance and Enforcement: SEC investigations, FINRA enforcement, state securities regulators

Disclosure Requirements: Periodic reporting, material event disclosures, proxy statements

Private Securities Transactions: Regulation D offerings, crowdfunding, Regulation A+ offerings

Public Offerings: Initial Public Offerings (IPOs), secondary offerings, private placements

Investment Advisor Regulation: SEC registration, state registration, fiduciary duty

Broker-Dealer Regulation: Registration, compliance, fiduciary duties

Market Manipulation: Pump and dump schemes, spoofing, wash trading

Securities Fraud: Misrepresentation, omission of material facts, Ponzi schemes

Insider Trading: Illegal insider trading, legal insider trading, tipper/tippee liability

Bankruptcy Ethics: Professional Responsibility, Legal Standards

Bankruptcy and Technology Companies: Tech Startups, IP Protection

Bankruptcy and Immigration: Non-Citizen Filings, Legal Implications

Bankruptcy and Military Personnel: Service Member Protections, SCRA

Bankruptcy and Elder Law: Senior Debtors, Special Considerations

Bankruptcy Law Research: Legal Resources, Research Tools

Bankruptcy Case Law: Legal Precedents, Court Rulings

Bankruptcy Software: Case Management, Filing Tools

Bankruptcy Trustee Reports: Financial Reporting, Compliance

Bankruptcy Remote Hearings: Virtual Proceedings, Court Technology

Bankruptcy Proof of Claim Deadline: Filing Deadlines, Creditor Requirements

Bankruptcy and Real Estate: Property Protection, Mortgage Issues

Bankruptcy and Litigation Funding: Case Financing, Legal Investments